PLEA
In common-law pleading, the
defendant's answer or defense,
consisting either of a denial of
the facts alleged in the
declaration, or a confession
that they are true and a
statement of new facts by which
their legal effect is avoided,
or of facts tending to defeat
the action itself. A PLEA is
distinguished from a demurrer in
that the latter admits the facts
alleged in the declaration, but
denies their sufficiency in law
to constitute a cause of action;
whereas a plea raises only a
question of fact in the manner
indicated in the above
definition.
Pleas are usually classed as
'peremptory' and 'dilatory,'
according to their purposes and
nature. A peremptory plea is one
which brings in issue the merits
of the controversy, either by
denying absolutely the facts
alleged in the declaration, when
it is known as a 'plea in bar,'
or by confessing that the facts
alleged by the plaintiff are
true, and setting forth new
facts, which, if true, will
defeat the alleged cause of
action. The latter is known as a
plea in confession and
avoidance. A dilatory plea is
one which attacks the action
itself because of some defect in
pleading or practice, and
therefore does not involve the
merits.
In criminal cases only pleas of
'guilty' or 'not guilty' are
allowed. In equity pleading a
special answer of the defendant
attacking the particular action
is also called a plea. It
differs from a demurrer in
equity in that it attacks
something not apparent on the
face of the
bill, and it does not put in
issue the merits of the action.
In England, where common-law
pleading has been abolished, the
Judicature Acts provide that the
defendant's answer shall be
known as the 'statement of
defense,' and this is analogous
to a plea. The term 'Pleas of
the Crown' was formerly used to
designate criminal prosecutions
in the name of the sovereign. In
the United States wherever code
pleading prevails the term plea
is no
longer employed, a defense of
fact being presented by an
answer. However, the divisions
of pleas are often referred to
by courts and attorneys as
descriptive of the nature of a
defense set, forth by an answer.
See PLEADING.
PLAINTIFF
Under the common law system of
pleading and modern codes, a
person who institutes or
maintains a civil action or
proceeding against another, who
is called the defendant. Where a
proceeding is commenced by
petition, as in a surrogate's
court, the moving party is
usually called the 'petitioner.'
In many jurisdictions a party
commencing an action in equity
is called the complainant, but
under most systems of reformed
procedure no distinction of this
sort is made. A plaintiff may be
one who prosecutes an action on
his own behalf, or who does so
as a representative for the
benefit of another, in which
case he adds to his name a
description of
his official or representative
capacity, as "A, guardian ad
litem of B, an infant, etc."
A person who brings an action in
a representative capacity is
sometimes called a plaintiff ad
litem. A person who maintains a
proceeding or action in an
admiralty court is called a
libellant. Consult the
authorities referred to under
Pleading.
PRACTICE
In its strict legal sense, the
manner or order of conducting
civil or criminal actions, with
reference to the successive
steps necessary to be taken in
order to bring the proper
parties before the court, and to
bring the action or proceeding
to a final determination. It is
less comprehensive than the term
'procedure,' which includes the
greater part of the adjective
law, that is, the law relating
to remedies, as opposed to
substantive law, which defines
rights. For a more general
treatment of the subject,
consult: Aldrich, Equity
Pleading and Practice (2d ed.,
Boston, 1902); Daniell, Pleading
and Practice of the High Court
of Chancery (6th Am. ed.,
Boston, 1894); Stringer, A.B.C.
Guide to the Practice of the
Supreme Court (London, 1903);
Tidd, Practice of the Court of
King's Bench (4th American ed.,
Philadelphia, 1856). See
PROCEDURE; PLEADING.
PRECEDENT
In a general sense, any act or
determination which is taken as
a guide to action under similar
circumstances thereafter, as
personal habits are precedents
automatically followed, and
social and legal customs are
precedents which have, by long
observance, acquired the
sanction of moral or civil law.
In its technical legal sense the
term precedent has come to be
employed to designate (a) the
settled practice of the bar and
(b) the judicial determination
of questions of law by the
courts. The popular expression
'forms and precedents' points to
the former use of the word, as
in the forms of pleading and the
forms employed in conveyancing,
which have acquired commanding
authority in the legal
profession, and are implicitly
followed by successive
generations of lawyers, until
changed by statutory authority,
only because of a long continued
exact observance.
Of a different character is the
judicial precedent. This has
intrinsic authority and exerts a
more or less binding force form
the hour of its promulgation. It
is not, as is generally believed
peculiar to the common-law
system of England and the United
States, but is essential to the
administration of every legal
system. Indeed, it is involved
in the very conception of law as
a rule of conduct that the same
acts shall produce the same
legal consequences, that the
same combination of
circumstances, however often it
may arise, shall invariably be
dealt with in the same way.
In this respect, however the
difference between our system
and that which obtains under the
civil-law system is that we have
given a narrower range and at
the same time a more conclusive
authority to precedent. The
common law denies the effect of
precedent to legal writings,
with the exception of a few
texts of great antiquity (as
Littleton and Coke), as well as
to the unofficial expressions of
legal opinion by eminent lawyers
and judges, restricting it to
judicial opinions officially
delivered; while, on the other
hand, it regards such decisions
as of binding force, and not, as
under the civil law, of merely
persuasive authority. Consult:
Wambaugh, The Study of Cases
(Boston, 1894); Blackstone,
Commentaries.
PRECEPT
In law, a command or mandate in
writing, directed to a sheriff
or other ministerial officer,
and constituting his authority
to do the act named therein. It
is generally considered as
synonymous with the word
process.
In Scotch law, a 'precept of
sasine' is an order of a
superior to an agent or public
officer, as a notary public, to
give possession of lands to an
under-tenant or vassal. A
'precept of clare constat'
(literally, 'it is clearly
established'), in Scotland, was
a deed by which a superior
acknowledged the right of an
heir of a deceased vassal to
succeed to the lands of his
father. By statute this no
longer necessary.
PRIVILEGED COMMUNICATION
A term applied to two distinct
classes of statements. First, it
denotes communications between
parties to a confidential
relation, which the law does not
force the recipient to disclose
as a witness. Examples of this
class are statements made by a
client to his lawyer, by a
patient to his physician, those
between husband and wife, those
between a party and a witness in
preparation of a case for trial,
and State secrets. They are
frequently called confidential
communications. The extent to
which they are privileged is
generally regulated by statute
in our States. Second, the term
is also applied to statements
which are defamatory, but which
do not
give to the injured party a
right of action. Statements of
this sort are of two kinds:
absolutely privileged and
conditionally privileged.
Members of Parliament, of
Congress, and of our State
legislatures are not to be
questioned in any other place
than their respective Houses for
any speech or debate made
therein. (See United States
Constitution, Art. I. Sec. 6).
Judges also enjoy an absolute
privilege from civil action for
anything said or written by them
as judges. This rule is not made
for the protection or benefit of
a malicious or abusive judge,
but for the benefit of the
public, whose interest it is
that judicial officers should be
at liberty
to exercise their functions with
independence and without fear of
consequences. Similar
considerations of public policy
have led the English courts to
accord the same absolute
privilege to the pleadings of
litigant parties, to the remarks
of counsel, and the statements
of witnesses, in the course of
judicial proceedings. In this
country, however, the courts
have generally held the
privilege of such persons to be
conditional and not absolute.
That is, they are not liable in
a civil action unless their
defamatory statements are not
pertinent or material to the
case at issue, and are made in
bad faith and for a malicious
purpose.
A conditionally privileged
communication is a defamatory
statement made by a person in
the discharge of some public or
private duty, whether legal or
moral; or in the conduct of his
own affairs in a matter where
his interests are concerned. The
publication of legislative and
judicial proceedings by
newspapers belongs to this
class. So do statements made by
a lawyer to a client about the
solvency of a third person with
whom the client is about to
engage in business transactions.
Communications by a parent to a
daughter of full age about the
reputation of a suitor are also
in this category, as are the
warnings by a master to his
servants about the character of
a fellow-servant, or the
statements of a an employer
about those who have been in his
service. In all of these, and in
similar cases, the plaintiff
must show that the defendant
uttered the defamation in bad
faith and for a malicious
purpose, or he will fail in his
action.
Consult: Hageman, Privileged
Communications (Somerville,
N.J., 1889).
PROCESS
In law, a comprehensive term,
including all mandates of a
court, in either civil or
criminal actions or proceedings,
whether directed to an officer
thereof, or to an individual.
The term is also sometimes
rather loosely employed to
designate all the proceedings in
an action or legal proceeding
and it is in this sense that it
is used in the familiar phrase
'due process of law.' However,
the word 'procedure' is a much
better term for that purpose, as
it includes many steps in an
action which could not strictly
be termed process, as, for
example, the argument of a case.
Process is usually issued in the
name and under the seal of a
court by an officer there-of
but in some states, where code
practice prevails, certain
processes, such as civil summons
and subpoenas, may be issued in
the name of the proper court, by
an attorney in his capacity as
an officer of the court. Under
the common-law practice,
'original process' was the
original writ by which the
action was commenced and 'mesne
process' was that which was
issued after-wards and during
the progress of the action.
Disobedience of process is
contempt of court.
In patent law, a process is a
mode or manner of accomplishing
a particular result by the
application or combination of
elements or natural forces.
PROOF
In law, the establishment of
facts alleged in the pleadings
in a judicial proceeding by
competent legal evidence. It is,
therefore, the result of
evidence, as distinguished from
the evidence itself. However,
the words proof and evidence are
frequently used as synonymous,
even by the courts, and when
this is done, proof means simply
competent legal evidence, as
distinguished from irrelevant
and incompetent hearsay
evidence. See EVIDENCE
PROSECUTION
In its technical legal sense,
the institution and conduct of
legal proceedings against one
who is charged with a crime. In
a more general sense it is
sometimes used as applicable to
civil as well as criminal
proceedings. There are three
methods of prosecution for
crime. First, upon the unsworn
complaint of an individual;
second, upon the complaint of an
officer appointed to institute
prosecutions; and third, upon a
sworn complaint. The first was
the earliest method known to the
common law. It was, in England,
a permissible method of
prosecution under the technical
name of appeal as late as 1818.
(See APPEAL). The second method
obtains in some European
countries, but not in England or
the United States, where the
third method of prosecution upon
sworn complaint is now used
exclusively.
Prosecution by sworn complaint
may be instituted by the
complaint of a private
individual or by the complaint
of the attorney-general or other
prosecuting officer, when the
complaint is said to be on
information; or it may be
instituted directly by the grand
jury, which makes its complaint
in the form of indictment or
presentment. When made by a
private citizen the practice is
to file the complaint in the
court of a justice of the peace
or magistrate whose duty it then
is to issue a warrant for the
arrest of the person charged
with the crime. A person having
been arrested upon complaint or
by a peace officer or other
person having authority to
arrest, the magistrate has
authority, if he deems the
prisoner probably guilty, to
hold him for the action of the
grand jury or for trial by the
proper court upon information
filed by the prosecuting
officer. When, however, the
accused is a fugitive from
justice, the information may be
filed without the, preliminary
examination, and an indictment
may be found or presentment made
by the grand jury before the
arrest of the accused. Whether
the accusation is by information
or indictment, the accused when
arrested is required to plead to
the information or indictment
and is then placed upon trial in
the court having jurisdiction.
For the other proceedings in a
criminal prosecution, see
ARREST; GRAND JURY; INDICTMENT;
PROSECUTOR; PLEADING; PROCEDURE.
PROSECUTOR
One who institutes and conducts
a criminal prosecution in behalf
of the government.
In most European countries the
duty of conducting prosecutions
for criminal offenses is imposed
on public officers. In England
it has been customary for all
criminal prosecutions to be
conducted by counsel employed by
private individuals, except in
rare cases of crimes directly
affecting the sovereign, when
the prosecution was conducted by
the attorney-general. In cases
of private prosecution in
England the person instituting
the criminal proceeding is
usually required to give a bond
conditioned upon his proceeding
with the prosecution. He can be
relieved from this obligation
only by the court or on the
entry of a nolle prosequi by the
attorney-general. The prosecutor
is required to bear all the
costs of the prosecution, but
the court may award him a sum
with which to defray his
expenses in case of all felonies
and most misdemeanors. This sum,
however, is in practice usually
inadequate. This system of
private prosecution seems to
have been quite effective,
although burdensome to the
prosecutor and liable to grave
abuses.
In 1879 an act of Parliament (47
and 48 Victoria, c. 54) "more
effectually providing for the
prosecution of offenses in
England" was framed which
enacted that the Secretary of
State might from time to time
appoint an officer called the
Director of Public Prosecutions,
whose duty it should be to
institute and carry on
prosecutions under the direction
of the Attorney-General. The
authority of this officer,
however, was somewhat limited
and it is still true that under
the English system there is no
officer whose duty it is to
prosecute for all crimes.
In the United States, while
prosecutions by private
individuals are permissible, the
English system of prosecution by
private individuals exclusively
is not followed. Both under the
Federal Government and the
several State governments
provision is made for the
prosecution of offenders by
public prosecutors usually known
by the title of district
attorney.
The prosecuting officer's
authority is confined to the
preparation and trial of cases.
He cannot stipulate for
exemption from punishment or as
to the amount of punishment
which shall be inflicted,
although his recommendations are
often accepted and acted upon by
the court. In most States, but
not all, he may with leave of
the court accept the assistance
of private counsel, but he still
remains the responsible
instrument of the law. He may,
if the evidence or facts within
his knowledge justify in his
judgment the step, enter a nolle
prosequi, thus ending the
present prosecution, but not
barring the right to begin a new
action on the obtaining of
further proof. In some States he
must obtain the consent of the
court to do this.
Besides district attorneys,
there are in many States special
prosecutors appointed to conduct
prosecutions in police and other
minor courts with less power
than that of district attorneys.
Special prosecuting agents are
also sometimes appointed to
prosecute for violations of the
liquor laws.