TO discuss adequately and fully
the duties of the mayoralty and
the functions and duties of the
board of estimate, would be to
cover the entire scope and field
of municipal government, because
the mayor and the board of
estimate, taken together, touch
the government of the city at
every point. I shall try first
to outline for you the duties
and functions of the mayor, and
in general terms the work of the
board of estimate, and then to
point out—or possibly to point
out as I go along—some of the
major problems that present
themselves to the mayor in the
discharge of his duties either
as mayor or as chairman of the
board of estimate and
apportionment.
The first thing that the mayor
has to do when he assumes office
is to appoint the heads of his
administrative departments.
There are, if I recollect
aright, some twenty-nine
.departments under the
jurisdiction of the mayor, of
which he appoints the
administrative heads. I could
not enumerate them all for you.
You probably know them—the
police department, the fire
department, the departments of
water supply, health,
correction, tenements, and
parks, the corporation counsel,
the city chamberlain, and a
number of others. The most
important thing to the success
of any mayor's administration is
the selection of competent,
qualified, trained men for the
administration of these great
departments.
In the days when the government
of the city was dominated by
political machines the plan and
theory were to select these
heads of departments for
political service rendered.
Their appointments were
recommended to the mayor by the
leader—we call
him usually the "boss"—of the
reigning political party; and
the mayor in a great many
instances—I might say, as a
rule—appointed to the
administration of these
departments the men presented to
him by the political party
responsible for his election.
That
was one theory of government,
and at times it worked out to a
degree, for often the men who
have demonstrated particular
capacity in political life are
qualified for the discharge of
administrative duties, but in a
great many instances it did not
work out,
and we had in office men who had
made successes as district
leaders, but who were wholly
unfit to discharge the duties of
public office and who were
without the necessary
qualification of common honesty
for the discharge of those
duties.
The theory of selection upon
which the fusion of a year and a
half ago, like the fusion which
elected Mayor Low some years ago
to office, was predicated, was
that appointments to the
headship of these departments
should be based solely upon
qualification,
training and fitness to
discharge the duties of the
office, and without regard to
political service rendered. That
was the duty that first
presented itself to me on
assuming the office of mayor.
There had been a number of
political parties contributory
to the fusion movement. Each of
these parties felt that,
subject, of course, to the prime
requirement of competency and
efficiency, it ought to receive
recognition in these
appointments. My point of view
toward the selection of the
heads of departments was that,
first of all, I had to find men
qualified; that if qualified and
trained men could be found
within the lines of these
political parties contributory
to the fusion, I should be glad
to find them, to select them,
and to appoint them. But if I
could not find them within the
lines of those parties within a
reasonable length of time, or if
I could find better qualified
men outside the organizations of
these parties, I felt that it
was my duty to select those men.
On that basis the heads of the
present city departments were
selected and appointed. Some few
of them are what might be called
organization party men; but they
were selected not for that
reason, but because in the field
either of public administration
or private business they had
demonstrated their capacity and
proved their competency. A great
many of the others are not what
could be called organization
party men. Conspicuously I think
I might point to the
commissioner of the department
of correction, who neither is a
man, nor is she actively allied
with any particular party
organization, so far as I know.
And yet Miss Davis, the first
woman commissioner appointed in
the city of New York, has
conspicuously made good, and
demonstrated that as an
administrator and a maker of
departmental policy she is quite
the equal of any other
commissioner, and the superior
of any who has held the office
which she now holds.
It may seem a simple undertaking
to make selections upon that
basis, but I assure you that it
is no such thing. The pressure,
the perfectly natural pressure,
that comes from each one of the
parties is great. You are urged
that this particular applicant
recommended by the party is
quite as good as any other you
may find elsewhere. He may, in
fact, have some excellent
qualifications. Perhaps the
balance is almost even between
him and the other man; and yet
that other man may have some
particular qualification, or
some particular experience, that
recommends him more strongly;
and when the selection is made,
then the party that recommended
the other feels aggrieved,
because it says, "After all, he
was pretty nearly as good."
Furthermore, it is by no means
an easy thing to persuade the
men who are best qualified by
training to accept appointment
under the city government. -The
field of private enterprise
offers far better financial
returns than does the field of
city government;
and to men who have
conspicuously made good in
private business or in public
office are offered opportunities
in the private field that cannot
be matched in the public
service; and it is therefore at
times difficult to entice these
men into the public service; and
it is only a sense of public
duty and the realization of the
opportunity for real service
that has led into the city
government some of the men who
are now holding office as
commissioners. I might point to
the instance of Dr. Goldwater,
the commissioner of health. Dr.
Goldwater in the field of his
private work was earning a
return for himself more than
three times his salary as
commissioner of health. I
offered him the opportunity of
giving up that income and
devoting his entire time to the
administration of the department
of health, and the only
consideration that I had to
offer him for that sacrifice was
the conspicuous opportunity for
a public service. He accepted
the office, he has rendered that
service and he has demonstrated
how an efficient health
department can be run. I am
afraid that we shall not be able
to hold him much longer. I do
not blame him for feeling that
he must return to the field of
private work. You cannot expect
a man to sacrifice his own
interests forever. He has
organized that department he
leaves it when he goes—and I
hope he will not go for some
time to come—he leaves it an
efficient machine. He has laid
down policies that will not be
departed from under this
administration, and that I
believe will not be departed
from under any future
administration, so long as the
people remain vigilant. But his
case demonstrates the difficulty
which we experience when we try
to bring thoroughly competent
and trained men into the public
service and then to hold them.
The next most important thing,
probably equally important,
which the mayor is called upon
to do, is to take his place as
chairman of the board of
estimate and apportionment, and
participate in the work of that
board. The board of estimate is
the body of financial control of
the city government, constituted
as you know: the mayor, the
comptroller, and the president
of the board of aldermen, with
three votes each; the borough
presidents of Manhattan and
Brooklyn, with two votes each;
and the borough presidents of
The Bronx, Queens and Richmond,
with one vote each. This board
appropriates all of the money
devoted to the conduct of the
business of the city government
and apportions that money
between departments, bureaus and
subdivisions of the government.
It authorizes the institution of
all our great public works. It
sets up the financial control
which is administered partly by
the comptroller and partly by
the bureaus that the board of
estimate has created for the
conduct of its own business. It
in very large measure makes the
policy of the city of New York.
By that I mean that it
determines such broad questions
as the construction of our rapid
transit system, and the terms
and conditions upon which that
system should be constructed and
operated. It determines the plan
upon which our port is to be
developed. It authorizes the
institution of the various
portions of that plan. It
determines the financial policy
of the city, as it did recently
when by resolution it declared
the institution of a new plan
for financing permanent public
improvements of a
non-revenue-producing class, and
said that improvements of that
kind should hereafter be
financed in increasing
proportions out of the tax
budget of the city of New York,
instead of through the issue of
fifty-year bonds. All these
duties that board performs, and
I can assure you that it is
about as busy a deliberative
body as sits anywhere in this
country or elsewhere.
It meets once a week, and its
calendar usually numbers upward
of 200 separate items. In a
great many instances, public
debate is had on the items of
that calendar. In every single
instance some investigation has
been made by some agency, either
of the board of estimate or of
one of the members of that
board. For the purpose of making
these investigations and
bringing to the board the facts
on which intelligent judgment
can be predicated, the board has
established an organization. It
has its chief engineer with his
staff to pass upon public
improvements. It has its bureau
of franchises with the chief of
that bureau and his staff to
pass upon all franchise
applications and the terms upon
which they may be granted by the
board of estimate. It has its
secretary and his staff of
clerks for the discharge of
^purely secretarial and clerical
duties. This year that board
established two new bureaus. The
first is the bureau of contract
supervision, to which are
referred all plans for work to
be done by contract, and that
bureau reports back to the board
of estimate upon every such
proposed undertaking before it
is done by contract, and that
bureau reports back to the board
of estimate upon every such
proposed undertaking before it
is authorized by the board of
estimate. Frequently on the
report of that bureau the board
of estimate determines to cut
down the amount of expenditure
proposed for such undertaking,
and finds that it can get the
work done for a good deal less
money than was at first
supposed. Then there is the
bureau of standardization.
That bureau prepares and
presents to the board of
estimate for adoption standard
specifications for supplies and
for work to be done. It
considers and reports to the
committee on salaries of the
board of estimate upon all
applications either for the
increase of salary, for the
establishment of a salary grade
or a new salary grade, or for
the increase in the number of
employees in any particular
department. You can see that
through the agency of those
bureaus the board of estimate
maintains currently a close
financial control over the
operations of all of the
departments, those under the
jurisdiction of the mayor and
those under the jurisdiction of
the borough presidents and
others as well.
In addition to that organization
the board of estimate has
created under this
administration a series of
standing committees to determine
questions of policy and the
preparation of great
constructive plans. For example,
it has the committee on public
education, to which are referred
all new plans for financing new
departures in the educational
program of the city. That
committee also considers the
budget of the board of education
when it comes time to make the
budget. The board of estimate
also has its
committee on port and terminal
development. To that committee
are referred all plans for the
development of any of the
facilities of the port. For
instance, the committee laid
down the plan which is now
before the board of estimate for
the construction of a
marginal terminal railway in
South Brooklyn, over several
miles of the waterfront of that
borough, at a proposed cost of
approximately $12,000,000, a
great enterprise to serve the
commerce and industries of this
city, which, if it be completed
under the bill that the
legislature has recently enacted
and that we hope the governor
will shortly sign, will mean the
addition of about $100,000,000
of taxable values to the borough
of Brooklyn and of countless
millions to the commerce of the
port of New York. To that
committee is committed the
preparation of plans for the
re-casting of the terminal
facilities upon the west side of
Manhattan Island, plans for
getting the New York Central
Railroad tracks off the streets
of the city of New York, putting
them under ground or above
ground, as the case may warrant,
and getting them under cover
either by tunnel or otherwise
where they now pass through the
parks of the city.
We have a number of other
committees in the board of
estimate; as for example, the
committee on social welfare; the
city plan committee, to lay down
all plans for the development of
the street system and the park
system of the city; and a number
of others. But these which I
have named to you are the
principal committees. I should
also tell you that we have a
budget committee; one committee
on the tax budget and another on
the corporate stock budget,
although their membership is the
same. These are the
committees which, through the
agency of the bureaus and
investigative bodies, maintained
either in the board of estimate
or in the office of the
commissioner of accounts or in
the comptroller's office,
investigate the various
applications of the departments
for appropriations each year and
rake up the tax budget of the
city.
There is no more
important work than that,
because on the making of that
budget depends the tax rate of
the city, depends the question
whether or not departments are
going to be permitted to expend
more money than they need,
depend the plans for the
development of the service of
the departments. That committee,
acting for the board of
estimate, determines in very
large measure the policies
governing the development of
administration within all the
departments of the city
government In addition to
membership upon that board; the
mayor sits as chairman of the
sinking fund commission. That
commission, or the members of
that commission, act as trustees
of all of the sinking funds of
the city of New York.
It also has jurisdiction over
the making of leaseholds, and it
determines the rate of interest
which the city of New York will
pay upon a bond issue which it
is about to advertise for bids.
The mayor also sits as chairman
of the banking commission, the
body which has jurisdiction over
the matter of the designation of
the depositories of city funds.
He also sits as chairman of the
armory board, which has control
and jurisdiction over all the
armories of the city;
appropriates, subject to review
by the sinking fund commission,
the funds for the construction
of armories; and has care of
their maintenance and control.
He also sits as chairman of the
board of city record, which
handles through its regularly
appointed agent all of the
public printing and advertising.
For all of that work in the
control of his administrative
departments, as members of these
various boards and commissions,
the mayor has an exceedingly
limited personal staff. He has
his secretary, his executive
secretary, his assistant
secretary, and a few clerks and
stenographers. Beyond that he
has no personal staff. The
direct business of the office is
to-day divided between the
secretary and the executive
secretary. The assistant
secretary has been assigned to a
supervision of the work of these
various boards and commissions
on which the mayor sits, and he
is the only assistant to-day
whom the mayor has available for
specialization upon the work of
these boards and commissions.
For the rest of his contact he
must rely upon the work either
of these bureaus established by
the board of estimate, upon the
comptroller, or upon the office
of the commissioner of accounts,
which, of course, is under the
jurisdiction of the mayor, but
is organized primarily for other
purposes.